I spent thirty years building software inside financial institutions. Now I'm building it for them.
Our Product
Code of Ethics compliance for RIAs — attestations, trading reports, audit trails, and exam export. Without the spreadsheets.
Collect and track annual and ad hoc attestations from every access person — with a full record of who attested, when, and to what.
Holdings and transaction reports submitted directly through the platform. No more email attachments or manual spreadsheet entries.
Scheduled reminders ensure nothing gets missed before an SEC exam. Stop chasing down access persons manually.
Every action is timestamped and logged. When an examiner asks for documentation, you have defensible records — not a folder of emails.
Package exactly what examiners need in the format they expect. One click, not three days of pulling files.
Thirty years inside financial institutions
I built AttestTrack after spending three decades inside financial institutions. The software reflects what I learned there.
See the full product →30 Years Inside Financial Services
U.S. Marine Corps
Personnel systems
Developed personnel systems for the Marine Corps.
Department of Defense
Disbursing and accounting systems architect
Architected a new DOD-wide disbursing and accounting system.
State of Oregon
State government budget planning
Budget planning and tracking tools for Oregon state agencies.
West Coast Bank
Regional banking operations
Infrastructure and check imaging hardware supporting banking operations across Oregon and Washington.
Parametric Portfolio Associates
QA manager — $600B+ AUM
Responsible for QA on the platforms managing over $600 billion in client assets.
If you're managing 204A-1 compliance manually and want a system that actually tracks it, let's talk.
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